Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kara? Claim Your ProfileKara Horvath is a financial advisor with over 10 years of experience in the industry. Kara is currently registered with Ares Management Capital Markets LLC and is licensed to provide securities and investment advisory services in New York. Kara holds the Series 63, Series 7, Series 65 and SIE licenses. Previously, Kara was affiliated with Morgan Stanley Distribution, Inc., Ameriprise Financial Services, Inc., Royce Fund Services, Inc., and Legg Mason Investor Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
05/17/2019 - Present
Ares Management Capital Markets LLC (NEW YORK NY)
NY
03/06/2015 - 04/30/2019
MORGAN STANLEY DISTRIBUTION, INC. (NEW YORK NY)
NY
01/09/2013 - 08/16/2013
AMERIPRISE FINANCIAL SERVICES, INC. (NEW YORK NY)
NY
08/18/2010 - 10/05/2012
ROYCE FUND SERVICES, INC. (NEW YORK NY)
CT
05/07/2008 - 06/02/2010
LEGG MASON INVESTOR SERVICES, LLC (STAMFORD CT)
IA
Issued 02/05/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/10/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/06/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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