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Kara R Herskowitz

Ares Management Capital Markets LLC

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About Kara R Herskowitz

Kara Herskowitz is a Registered Representative with Ares Management Capital Markets LLC. Kara has been working in the securities industry since 2009. Kara holds Series 7, 24, and 63 licenses and is registered with FINRA and the state of New York. Kara previously worked at KKR Capital Markets LLC, Park Hill Group LLC, and BMO Capital Markets Corp.

Firm Information

Kara Herskowitz is currently registered with Ares Management Capital Markets LLC. Ares Management Capital Markets LLC is a Limited Liability Company formed in January 2012. They are registered in all 50 states and the District of Columbia.

Not reported

Assets Under Management

Not reported

Total Clients

91

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kara Herskowitz’s Registration & Firm History

NY

07/21/2017 - Present

Ares Management Capital Markets LLC (NEW YORK NY)

NY

09/09/2016 - 08/04/2017

KKR CAPITAL MARKETS LLC (NEW YORK NY)

NY

04/03/2012 - 11/10/2015

PARK HILL GROUP LLC (NEW YORK NY)

NY

07/20/2009 - 03/14/2012

BMO CAPITAL MARKETS CORP. (NEW YORK NY)

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Licenses & Designations

BC

Issued 09/12/2009

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/15/2022

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/19/2009

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kara R Herskowitz.
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