Unclaimed
Kara Herskowitz is a Registered Representative with Ares Management Capital Markets LLC. Kara has been working in the securities industry since 2009. Kara holds Series 7, 24, and 63 licenses and is registered with FINRA and the state of New York. Kara previously worked at KKR Capital Markets LLC, Park Hill Group LLC, and BMO Capital Markets Corp.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/21/2017 - Present
Ares Management Capital Markets LLC (NEW YORK NY)
NY
09/09/2016 - 08/04/2017
KKR CAPITAL MARKETS LLC (NEW YORK NY)
NY
04/03/2012 - 11/10/2015
PARK HILL GROUP LLC (NEW YORK NY)
NY
07/20/2009 - 03/14/2012
BMO CAPITAL MARKETS CORP. (NEW YORK NY)
BC
Issued 09/12/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/15/2022
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/19/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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