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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kara? Claim Your ProfileKara Gadonniex is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Kara has been in the financial services industry for over 27 years. Kara holds the Series 6, 7, and 63 licenses, and the SIE and Series 65 licenses. She is registered in New York, Texas and Vermont as an Investment Advisor Representative. Kara has a proven track record of success in helping individuals and families achieve their financial goals. She is committed to providing personalized advice and guidance to her clients. Kara works with a wide range of clients, including high-net-worth individuals, families, businesses, and retirement plans. She specializes in providing investment advice, financial planning, and retirement planning services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
11/13/2020 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (POUGHKEEPSIE NY)
NY
02/04/1994 - 07/26/1994
NEW ENGLAND SECURITIES (NEW YORK NY)
IA
Issued 03/22/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/01/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/10/1994
Series 7 - General Securities Representative Examination
BC
Issued 11/15/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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