Unclaimed
Kara Powers-neighbors is a financial professional with Northwestern Mutual Investment Services, LLC. Kara has been in the industry since December 15, 2016, and holds a Series 6 license, Series 63 license and the SIE exam. Kara is registered in California and has a branch office location in Roseville.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
CA
05/16/2024 - Present
Northwestern Mutual Investment Services, LLC (Roseville CA)
CA
04/16/2016 - 09/14/2023
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (SACRAMENTO CA)
BC
Issued 05/14/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/16/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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