Unclaimed
Kara Walters is a financial advisor with Empower Advisory Group, LLC. Kara has been in the industry since February 1, 2011. Kara is registered with the state of Kansas and is a Series 63, Series 65, and Series 6 licensed advisor. Kara has worked with various financial firms in the past, including Prudential Investment Management Services LLC, Mutual Securities, Inc., Triad Advisors LLC, and LPL Financial LLC. Kara specializes in providing financial planning and portfolio management services to individuals, high-net-worth individuals, charitable organizations, corporations, and pension and profit-sharing plans. Kara is committed to providing her clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CO
05/09/2022 - Present
Empower Advisory Group, LLC (GREENWOOD VILLAGE CO)
NJ
09/01/2020 - 04/04/2022
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)
KS
12/04/2018 - 05/21/2020
MUTUAL SECURITIES, INC. (OVERLAND PARK KS)
KS
02/22/2017 - 11/06/2018
TRIAD ADVISORS LLC (Overland Park KS)
KS
04/27/2012 - 03/02/2017
LPL FINANCIAL LLC (OVERLAND PARK KS)
MO
10/07/2010 - 04/10/2012
LOCKTON FINANCIAL ADVISORS, LLC (KANSAS CITY MO)
IA
Issued 10/21/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/08/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/06/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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