Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kara? Claim Your ProfileKara Mcshane Chester is a financial professional with over 25 years of experience in the industry. Kara is currently registered with Wells Fargo Securities, LLC and has held previous positions with Morgan Stanley & Co. Incorporated, Sanford C. Bernstein & Co., LLC and Sanford C. Bernstein & Co., Inc. Kara holds a variety of licenses and registrations, including Series 3, 7, 24, 63, 79 and SIE. Kara has a strong background in investment banking and operations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
09/03/2010 - Present
Wells Fargo Securities, LLC (New York NY)
NY
08/23/2002 - 02/13/2009
MORGAN STANLEY & CO. INCORPORATED (NEW YORK NY)
NY
12/07/2000 - 08/27/2002
SANFORD C. BERNSTEIN & CO., LLC (NEW YORK NY)
NY
01/17/1996 - 12/07/2000
SANFORD C. BERNSTEIN & CO., INC. (NEW YORK NY)
BC
Issued 01/29/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/31/2011
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/10/2011
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 05/04/1998
Series 3 - National Commodity Futures Examination
BC
Issued 01/16/1996
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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