Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kara? Claim Your ProfileKara Marie James is a registered representative with Northwestern Mutual Investment Services, LLC. Kara is located in the Annapolis office and has been working in the securities industry for several years. Kara is licensed in Florida and Maryland.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
MD
12/14/2020 - Present
Northwestern Mutual Investment Services, LLC (ANNAPOLIS MD)
MD
08/09/2018 - 04/04/2019
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (ANNAPOLIS MD)
BC
Issued 10/15/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/09/2018
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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