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Kara L Pitkin

Cetera Advisor Networks LLC

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About Kara L Pitkin

Kara Pitkin is a financial advisor with Cetera Advisor Networks LLC. Kara has been in the financial services industry since October 2022. Kara holds the Series 63, SIE and Series 6TO licenses and is registered in New York. Kara was previously employed with Northwestern Mutual Investment Services, LLC.

Firm Information

Kara Pitkin is currently registered with Cetera Advisor Networks LLC. Cetera Advisor Networks LLC is a Limited Liability Company formed in 2012. The firm is registered with the SEC and in 53 states. It is approved to provide advisory services.

Not reported

Assets Under Management

Not reported

Total Clients

695

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kara Pitkin’s Registration & Firm History

NY

07/26/2024 - Present

Cetera Advisor Networks LLC (WATERTOWN NY)

NY

10/31/2022 - 07/09/2024

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (Watertown NY)

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Licenses & Designations

BC

Issued 02/24/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/31/2022

SIE - Securities Industry Essentials Examination

BC

Issued 09/19/2022

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Kara L Pitkin. Review regulatory record here.
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