Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kara? Claim Your ProfileKara McCarthy is an investment professional with over 10 years of experience in the financial services industry. Kara is currently registered with D.a. Davidson & Co. Previously, Kara was registered with UMB Distribution Services, LLC, Artisan Distributors LLC, Catholic Financial Services Corporation and Banc One Securities Corporation. Kara is a licensed securities agent and is also registered with the state of Colorado. Kara is committed to providing her clients with sound financial advice and helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CO
10/20/2023 - Present
D.a. Davidson & Co. (DENVER CO)
WI
07/18/2013 - 02/12/2014
UMB DISTRIBUTION SERVICES, LLC (MILWAUKEE WI)
WI
03/05/2004 - 12/10/2008
ARTISAN DISTRIBUTORS LLC (MILWAUKEE WI)
WI
09/04/2001 - 02/20/2004
CATHOLIC FINANCIAL SERVICES CORPORATION (MILWAUKEE WI)
IL
11/21/2000 - 08/21/2001
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
BC
Issued 12/16/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/16/2013
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/20/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 03/04/2023
SIE - Securities Industry Essentials Examination
BC
Issued 07/18/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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