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Kara Hwang

PFS Investments Inc.

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About Kara Hwang

Kara Hwang is an investment advisor representative with PFS Investments Inc., based in ARLINGTON HEIGHTS, IL. Kara has been in the industry since 2004. Kara has a Series 6, 63, and 6TO licenses. Kara is registered in California, Colorado, Illinois, and Kansas. Kara works with individuals and businesses. Kara has experience with the sale of investment-related products and may receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products. Kara also may receive compensation from Primerica Client Services, Inc. for part-time referrals of home security and automation products, as well as other home related services.

Firm Information

Kara Hwang is currently registered with PFS Investments Inc.. PFS Investments Inc. is a Corporation that was formed in 1981 and is headquartered in Duluth, GA. The firm provides portfolio management for individuals. They manage approximately $8,461,983,895 in regulatory assets for 59,808 total accounts. PFS Investments Inc. is registered with the SEC and in 53 states.
PFS Investments Inc.

1 PRIMERICA PARKWAY

DULUTH, GA 30099-0001

$8.46B

Assets Under Management

Not reported

Total Clients

17,935

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Kara Hwang’s Registration & Firm History

IL

04/24/2023 - Present

PFS Investments Inc. (ARLINGTON HEIGHTS IL)

IL

12/15/1997 - 12/31/2012

PFS INVESTMENTS INC. (MOUNT PROSPECT IL)

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Licenses & Designations

IA

Issued 02/04/2023

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/14/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/09/2019

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 01/15/2019

SIE - Securities Industry Essentials Examination

BC

Issued 12/12/1997

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kara Hwang.
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