Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kara? Claim Your ProfileKara Howard has been a registered professional in the financial services industry since 2000. Kara currently holds a Series 7, Series 24, Series 31, Series 63, and Series 65 license and is registered in both California and Texas. Kara is currently employed with Exchangeright Securities, LLC and has prior experience at Stratcap Securities, LLC, Emerson Equity LLC, Ascend Alternative Strategies, LLC, S2K Financial LLC, Realty Capital Securities, LLC, Select Capital Corporation, Lightstone Securities, LLC, Cole Capital Corporation, and Morgan Stanley DW Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
11/30/2023 - Present
Exchangeright Securities, LLC (Pasadena CA)
CA
10/13/2021 - 11/01/2023
STRATCAP SECURITIES, LLC (NEWPORT BEACH CA)
TX
06/14/2018 - 12/23/2021
EMERSON EQUITY LLC (Plano TX)
TX
06/06/2017 - 05/24/2018
ASCENDANT ALTERNATIVE STRATEGIES, LLC (Austin TX)
FL
03/31/2016 - 01/05/2017
S2K FINANCIAL LLC (ORLANDO FL)
TX
11/03/2009 - 12/02/2015
REALTY CAPITAL SECURITIES, LLC (DALLAS TX)
AZ
04/03/2009 - 09/21/2009
SELECT CAPITAL CORPORATION (PHOENIX AZ)
NJ
03/04/2008 - 01/21/2009
LIGHTSTONE SECURITIES, LLC (MAHWAH NJ)
AZ
11/04/2004 - 03/10/2008
COLE CAPITAL CORPORATION (PHOENIX AZ)
NY
05/10/2000 - 09/28/2004
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 11/21/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/23/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/04/2016
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/24/2000
Series 31 - Futures Managed Funds Examination
BC
Issued 05/09/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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