Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kara? Claim Your ProfileKara Hoagland Benjamin is a financial professional with over 10 years of experience in the industry. Kara has a broad range of experience in financial services, having worked with both Citizens Securities, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated, before joining Regions Securities LLC. Kara is a registered representative and holds the Series 63, SIE, and Series 79 licenses. Kara's expertise is in providing investment advice and guidance to individuals and families in North Carolina and Tennessee. Kara's commitment is to help clients reach their financial goals and create a secure future.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
09/15/2015 - Present
Regions Securities LLC (Charlotte NC)
MA
07/02/2013 - 08/04/2015
CITIZENS SECURITIES, INC. (BOSTON MA)
NY
02/02/2012 - 11/16/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 05/15/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/01/2012
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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