Unclaimed
Kara Elizabeth Lenglade is a registered representative with Loop Capital Markets LLC in Chicago, IL. Kara is registered in Illinois. Kara has been in the industry since 2011. She is a Series 7, 24, 55, 57, 63, 99TO and SIE licensed professional. Kara has held prior positions with GREAT POINT CAPITAL LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Transition management services/equity research services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
Negotiated fees for research services
1
2
IL
07/23/2012 - Present
Loop Capital Markets LLC (CHICAGO IL)
IL
05/04/2011 - 07/20/2012
GREAT POINT CAPITAL LLC (CHICAGO IL)
BC
Issued 10/21/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/19/2011
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/19/2011
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 05/03/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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