Unclaimed
Kara Elizabeth Gould is a financial advisor who is active in both the Broker-Dealer and Investment Advisor channels. Kara has been in the industry since February 22, 2021, and is currently registered with Fidelity Brokerage Services LLC. Kara has a strong track record of success in the financial services industry. Kara holds the Series 63, Series 7TO, Series 9, Series 10, and SIE licenses and is registered in Massachusetts, Texas and Utah.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
02/23/2021 - Present
Fidelity Brokerage Services LLC (WESTLAKE TX)
BC
Issued 03/03/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/11/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/08/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/23/2021
Series 7TO - General Securities Representative Examination
BC
Issued 12/09/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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