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Kara Doreen Perlen

G1 Execution Services, LLC

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About Kara Doreen Perlen

Kara Doreen Perlen is a registered representative with G1 Execution Services, LLC in Chicago, Illinois. Kara obtained her Series 57TO and SIE licenses in April 2024. Kara is currently registered with FINRA.

Firm Information

Kara Perlen is currently registered with G1 Execution Services, LLC. G1 Execution Services, LLC is a Limited Liability Company formed in August 2000. The firm has been approved to operate in Illinois and Pennsylvania, and holds one approved SEC registration. The firm has 33 Regulatory Events and 1 Civil Event disclosed.

Not reported

Assets Under Management

Not reported

Total Clients

24

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kara Perlen’s Registration & Firm History

IL

04/09/2024 - Present

G1 Execution Services, LLC (CHICAGO IL)

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Licenses & Designations

BC

Issued 04/09/2024

Series 57TO - Securities Trader Exam

BC

Issued 12/04/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MEMX LLC

M

MIAX PEARL, LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Kara Doreen Perlen.
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