Unclaimed
Kara Beth Ashley is a financial advisor with Nationwide Investment Services Corp., in Scottsdale, Arizona. Kara has been a registered representative in the financial services industry since December 12, 2005. She has held previous positions at PACIFIC SELECT DISTRIBUTORS, LLC in Omaha, NE, TD AMERITRADE, INC in Bellevue, NE, and AMERITRADE, INC. in Bellevue, NE. Kara holds Series 7 and Series 63 securities licenses, as well as the Securities Industry Essentials (SIE) Exam. Kara Beth Ashley is registered in California and Hawaii.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
AZ
05/30/2023 - Present
Nationwide Investment Services Corp. (Scottsdale AZ)
NE
12/20/2007 - 04/21/2023
PACIFIC SELECT DISTRIBUTORS, LLC (OMAHA NE)
NE
04/22/2006 - 05/23/2006
TD AMERITRADE, INC. (BELLEVUE NE)
NE
04/09/2004 - 04/22/2006
AMERITRADE, INC. (BELLEVUE NE)
BC
Issued 04/15/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/08/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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