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Kara Beth Ashley

Nationwide Investment Services Corp.

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About Kara Beth Ashley

Kara Beth Ashley is a financial advisor with Nationwide Investment Services Corp., in Scottsdale, Arizona. Kara has been a registered representative in the financial services industry since December 12, 2005. She has held previous positions at PACIFIC SELECT DISTRIBUTORS, LLC in Omaha, NE, TD AMERITRADE, INC in Bellevue, NE, and AMERITRADE, INC. in Bellevue, NE. Kara holds Series 7 and Series 63 securities licenses, as well as the Securities Industry Essentials (SIE) Exam. Kara Beth Ashley is registered in California and Hawaii.

Firm Information

Kara Ashley is currently registered with Nationwide Investment Services Corp.. Nationwide Investment Services Corp. is a corporation formed in 1974 and is approved to operate in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has a history of 4 disclosures related to regulatory events and 1 related to arbitration.

Not reported

Assets Under Management

Not reported

Total Clients

1,204

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kara Ashley’s Registration & Firm History

AZ

05/30/2023 - Present

Nationwide Investment Services Corp. (Scottsdale AZ)

NE

12/20/2007 - 04/21/2023

PACIFIC SELECT DISTRIBUTORS, LLC (OMAHA NE)

NE

04/22/2006 - 05/23/2006

TD AMERITRADE, INC. (BELLEVUE NE)

NE

04/09/2004 - 04/22/2006

AMERITRADE, INC. (BELLEVUE NE)

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Licenses & Designations

BC

Issued 04/15/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/08/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kara Beth Ashley.
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