Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kara? Claim Your ProfileKara O'Brien is a financial professional with over two decades of experience in the industry. Kara is currently registered with Mizuho Securities USA LLC and holds a Series 7, Series 24, and Series 63 license. Kara has also been previously registered with firms including Citigroup Global Markets Inc. and Salomon Brothers Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
11/13/2020 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
07/09/1996 - 02/07/2019
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
11/28/1997 - 09/01/1998
SALOMON BROTHERS INC. (NEW YORK NY)
NY
11/22/1995 - 05/03/1996
CS FIRST BOSTON CORPORATION (NEW YORK NY)
BC
Issued 01/17/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/15/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
Not sure Kara O'Brien is the right advisor for you? Invested Better is here to help.
