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Kara Ann miranda Spotton

Jane Street Capital, LLC

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About Kara Ann miranda Spotton

Kara Ann miranda Spotton is a financial professional with over 6 years of experience in the financial services industry. Kara has a strong background in securities and commodities trading, having worked previously at Scotia Capital (USA) Inc. Kara is currently registered with Jane Street Capital, LLC and Jane Street Execution Services, LLC, both of which are active broker-dealers.

Firm Information

Kara Spotton is currently registered with Jane Street Capital, LLC. Jane Street Capital, LLC is a Limited Liability Company formed on August 31, 1999. The firm has one approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

60

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kara Spotton’s Registration & Firm History

NY

07/20/2020 - Present

Jane Street Capital, LLC (New York NY)

NY

10/31/2018 - 07/10/2020

SCOTIA CAPITAL (USA) INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/15/2018

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/03/2020

Series 57TO - Securities Trader Exam

BC

Issued 07/01/2019

Series 3 - National Commodity Futures Examination

BC

Issued 10/31/2018

Series 7TO - General Securities Representative Examination

BC

Issued 10/12/2018

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

MIAX Sapphire

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Kara Ann miranda Spotton.
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