Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kara? Claim Your ProfileKara Foley is a financial professional with over 10 years of experience in the industry. Kara currently works at UBS Fund Services (usa) LLC. Previously, Kara worked at VP Distributors LLC and ING Investments Distributor, LLC. Kara holds the Series 6 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CT
10/13/2016 - Present
UBS Fund Services (usa) LLC (HARTFORD CT)
CT
05/24/2013 - 07/28/2016
VP DISTRIBUTORS LLC (HARTFORD CT)
CT
08/16/2010 - 04/11/2012
ING INVESTMENTS DISTRIBUTOR, LLC (HARTFORD CT)
NY
12/16/2008 - 08/16/2010
ING INVESTMENT MANAGEMENT SERVICES LLC (NEW YORK NY)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/15/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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