Unclaimed
Kara Ann Dombroski is a financial advisor with Foreside Fund Services, LLC. Kara has been in the industry since June 24, 2013, and is registered with the Financial Industry Regulatory Authority (FINRA) and the Securities and Exchange Commission (SEC). Kara has a Series 66 and Series 7 license and the Securities Industry Essentials (SIE) exam. Kara is licensed in 51 states, including Alabama, Alaska, Arizona, and Arkansas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/02/2015 - Present
Foreside Fund Services, LLC (New York NY)
NY
06/21/2013 - 08/28/2015
MERCER ALLIED COMPANY, L.P. (SARATOGA SPRINGS NY)
BOTH
Issued 08/30/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/21/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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