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Kara Ann Dombroski

Foreside Fund Services, LLC

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About Kara Ann Dombroski

Kara Ann Dombroski is a financial advisor with Foreside Fund Services, LLC. Kara has been in the industry since June 24, 2013, and is registered with the Financial Industry Regulatory Authority (FINRA) and the Securities and Exchange Commission (SEC). Kara has a Series 66 and Series 7 license and the Securities Industry Essentials (SIE) exam. Kara is licensed in 51 states, including Alabama, Alaska, Arizona, and Arkansas.

Firm Information

Kara Dombroski is currently registered with Foreside Fund Services, LLC. Foreside Fund Services, LLC is a Limited Liability Company formed in 1998. It is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. It has also been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

625

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kara Dombroski’s Registration & Firm History

NY

09/02/2015 - Present

Foreside Fund Services, LLC (New York NY)

NY

06/21/2013 - 08/28/2015

MERCER ALLIED COMPANY, L.P. (SARATOGA SPRINGS NY)

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Licenses & Designations

BOTH

Issued 08/30/2013

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/21/2013

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kara Ann Dombroski.
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