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Kar Yee Aw

Etoro USA Securities Inc.

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About Kar Yee Aw

Kar Yee Aw is a registered representative with Etoro USA Securities Inc. Kar has been in the securities industry since 2017 and holds the Series 4, 7, and 63 licenses. Kar is registered in all 50 states and the District of Columbia. Kar's previous experience includes working with Vanguard Marketing Corporation.

Firm Information

Kar Aw is currently registered with Etoro USA Securities Inc.. Etoro USA Securities Inc. is a Corporation formed in 2018. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico, the Virgin Islands, and the District of Columbia.

Not reported

Assets Under Management

Not reported

Total Clients

21

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kar Aw’s Registration & Firm History

NJ

10/31/2021 - Present

Etoro USA Securities Inc. (Hoboken NJ)

AZ

02/27/2017 - 11/02/2021

VANGUARD MARKETING CORPORATION (SCOTTSDALE AZ)

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Licenses & Designations

BC

Issued 03/08/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/13/2023

Series 4 - Registered Options Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/27/2017

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kar Yee Aw.
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