Unclaimed
Kar Yee Aw is a registered representative with Etoro USA Securities Inc. Kar has been in the securities industry since 2017 and holds the Series 4, 7, and 63 licenses. Kar is registered in all 50 states and the District of Columbia. Kar's previous experience includes working with Vanguard Marketing Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
10/31/2021 - Present
Etoro USA Securities Inc. (Hoboken NJ)
AZ
02/27/2017 - 11/02/2021
VANGUARD MARKETING CORPORATION (SCOTTSDALE AZ)
BC
Issued 03/08/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/13/2023
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/27/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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