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Kapongo Dale Mbambi

First Command Advisory Services

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About Kapongo Dale Mbambi

Kapongo Dale Mbambi is a financial advisor at First Command Advisory Services. Kapongo is a registered representative and investment advisor representative in Texas. Kapongo holds the Series 7, 63, 66 and SIE securities licenses. Kapongo joined First Command in 2022. Prior to that, Kapongo worked at TD Ameritrade. Kapongo is a Registered Representative of First Command Financial Services, Inc. and an Investment Advisor Representative of First Command Advisory Services, Inc. First Command Advisory Services, Inc. is a registered investment advisor with the Securities and Exchange Commission (SEC). First Command Financial Services, Inc. is a member of FINRA/SIPC.

Firm Information

Kapongo Mbambi is currently registered with First Command Advisory Services. First Command Advisory Services is a financial advisory firm headquartered in Fort Worth, Texas. The firm provides financial planning and portfolio management services to individuals, high-net-worth individuals, corporations, charitable organizations, and pension plans. First Command has over $22 billion in assets under management and employs over 1,200 licensed agents. The firm offers wrap fee programs and participates in various financial services industries.
First Command Advisory Services

1 FIRSTCOMM PLAZA

FORT WORTH, TX 76109

$22.09B

Assets Under Management

1,100

Total Clients

884

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Kapongo Mbambi’s Registration & Firm History

TX

09/09/2024 - Present

First Command Advisory Services (Fort Worth TX)

TX

02/26/2014 - 01/06/2015

TD AMERITRADE, INC. (FORT WORTH TX)

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Licenses & Designations

BOTH

Issued 09/06/2024

Series 66 - Uniform Combined State Law Examination

BC

Issued 04/12/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/02/2024

Series 7TO - General Securities Representative Examination

BC

Issued 04/13/2024

SIE - Securities Industry Essentials Examination

BC

Issued 02/26/2014

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kapongo Dale Mbambi.
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