Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kapish? Claim Your ProfileKapish Joshi is an Investment Advisor Representative and has been active in the financial industry for over 1 year. Kapish is currently registered with Equitable Advisors, LLC in Connecticut. Kapish is licensed to provide advisory services in Connecticut. Kapish Joshi has experience in the industry with various roles at companies such as University of Connecticut, Northwestern Mutual, Dunkin Donuts, The Elm Diner, Notre Dame High School, and Harborside Middle School. Kapish Joshi has successfully passed the Uniform Combined State Law Examination, General Securities Representative Examination and Securities Industry Essentials Examination. Equitable Advisors, LLC is a registered investment advisor with over 32 billion dollars in regulatory assets under management. The firm is a large investment advisor with 81035 clients and over 4230 licensed agents.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CT
07/23/2024 - Present
Equitable Advisors, LLC (MILFORD CT)
BOTH
Issued 07/22/2024
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/07/2024
Series 7TO - General Securities Representative Examination
BC
Issued 02/26/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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