Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kapila? Claim Your ProfileKapila Morgan has been in the securities industry since July 25, 2011. Kapila is currently registered with Fidelity Brokerage Services LLC. Kapila is registered in 53 states and is Series 6, Series 7TO and Series 63 licensed. Kapila was previously registered with OppenheimerFunds Distributor, Inc. from July 31, 1997, to May 11, 2007.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
05/06/2021 - Present
Fidelity Brokerage Services LLC (DURHAM NC)
CO
07/31/1997 - 05/11/2007
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (CENTENNIAL CO)
BC
Issued 05/14/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/06/2021
Series 7TO - General Securities Representative Examination
BC
Issued 03/29/2021
SIE - Securities Industry Essentials Examination
BC
Issued 07/30/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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