Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kapil? Claim Your ProfileKapil Gupta is a financial professional with over 8 years of experience in the securities industry. Gupta is currently registered with UBS Securities LLC. Gupta holds FINRA Series 63, 79 and SIE licenses. Gupta is registered in all 50 states and the District of Columbia. Gupta joined UBS Securities LLC on August 25, 2014. Gupta's current branch office location is 11 Madison Avenue, New York, NY 10010.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
08/25/2014 - Present
UBS Securities LLC (New York NY)
BC
Issued 08/11/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/23/2014
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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