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Kaori Sakamoto

Mufg Securities Americas Inc.

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About Kaori Sakamoto

Kaori Sakamoto is a financial professional registered with the Financial Industry Regulatory Authority (FINRA) as a General Securities Principal. Kaori has been in the industry since January 2014 and is currently employed with MUFG Securities Americas Inc.. Kaori is licensed to conduct business in New York and holds the Series 16 and Series 24 licenses.

Firm Information

Kaori Sakamoto is currently registered with Mufg Securities Americas Inc.. Mufg Securities Americas Inc. is a corporation approved on December 8, 1988. It is registered in all 50 states, the District of Columbia, and Puerto Rico. The firm has been registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

351

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kaori Sakamoto’s Registration & Firm History

NY

01/24/2014 - Present

Mufg Securities Americas Inc. (NEW YORK NY)

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Licenses & Designations

BC

Issued 07/26/2019

Series 24 - General Securities Principal Examination

BC

Issued 01/21/2014

Series 16 - NYSE Supervisory Analyst Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kaori Sakamoto.
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