Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kaon? Claim Your ProfileKaon Nelson is a financial advisor with Raymond James & Associates, Inc., with over 17 years of experience in the industry. Kaon Nelson has a broad range of experience having worked for several firms, including Morgan Keegan & Company, Inc., Morgan Stanley Smith Barney and Citigroup Global Markets Inc. Kaon Nelson is registered with both FINRA and the state of Texas, as well as other states. Kaon Nelson holds several licenses, including the Series 7, 31 and 66 and the SIE. Kaon Nelson has a Certified Financial Planner designation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
DC
06/22/2023 - Present
Raymond James & Associates, Inc. (WASHINGTON DC)
MD
04/15/2011 - 02/13/2013
MORGAN KEEGAN & COMPANY, INC. (ROCKVILLE MD)
MD
06/01/2009 - 04/21/2011
MORGAN STANLEY SMITH BARNEY (BALTIMORE MD)
MD
02/21/2006 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (BALTIMORE MD)
MD
10/06/2005 - 02/21/2006
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
BOTH
Issued 11/30/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/09/2007
Series 31 - Futures Managed Funds Examination
BC
Issued 10/05/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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