Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kane? Claim Your ProfileKane Roberts is a financial professional with experience in the financial services industry. Kane is registered with Fidelity Brokerage Services LLC and has been in the business since October 31, 2019. Kane has a broad range of licenses and registrations, including Series 7TO, Series 63, and Series 66. Kane is also a registered principal with Series 9 and Series 10 licenses. Kane is registered in multiple states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
11/01/2019 - Present
Fidelity Brokerage Services LLC (JACKSONVILLE FL)
BOTH
Issued 08/19/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/08/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/30/2021
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/23/2021
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/01/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/04/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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