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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kandice? Claim Your ProfileKandice Gupta is an investment advisor representative with Cetera Investment Advisers LLC and has been in the industry since December 15, 1993. Kandice is registered in Alabama, District of Columbia, Florida, Georgia, Indiana, Louisiana, Maryland, North Carolina, Oklahoma, South Carolina, Tennessee, Texas, and Virginia. Kandice also holds the following licenses: Series 6, Series 26, Series 63, Series 65, and SIE. Kandice previously worked with LPL FINANCIAL LLC and PFS INVESTMENTS INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
AL
02/05/2024 - Present
Cetera Investment Advisers LLC (RAINBOW CITY AL)
AL
10/10/2005 - 05/31/2013
LPL FINANCIAL LLC (RAINBOW CITY AL)
GA
12/16/1993 - 10/19/2005
PFS INVESTMENTS INC. (DULUTH GA)
IA
Issued 09/11/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/30/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/10/1995
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/15/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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