Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kandi? Claim Your ProfileKandi Graham is a financial advisor with over 20 years of experience in the financial industry. Kandi is currently registered with Edward Jones. Prior to joining Edward Jones, Kandi worked at Stiefel, Nicolaus & Company, Incorporated, RBC Capital Markets Corporation, UBS Financial Services Inc., Morgan Stanley DW Inc., and Salomon Smith Barney Inc. Kandi has a wide range of experience in the financial services industry, including working with individuals, businesses, and retirement plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
VT
05/10/2023 - Present
Edward Jones (RUTLAND VT)
VT
06/23/2008 - 01/19/2023
STIFEL, NICOLAUS & COMPANY, INCORPORATED (MANCHESTER CENTER VT)
VT
05/20/2008 - 07/10/2008
RBC CAPITAL MARKETS CORPORATION (MANCHESTER VT)
NY
01/05/2006 - 05/29/2008
UBS FINANCIAL SERVICES INC. (BUFFALO NY)
NY
05/30/2003 - 04/16/2004
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
11/21/2000 - 04/30/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
MO
09/01/2000 - 12/21/2000
EDWARD JONES (ST. LOUIS MO)
NY
12/20/1999 - 04/12/2000
SALOMON SMITH BARNEY INC. (NEW YORK NY)
BOTH
Issued 05/09/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/02/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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