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Kamla Rafeena Ramlall

TD Securities (usa) LLC

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About Kamla Rafeena Ramlall

Kamla Rafeena Ramlall has been in the financial services industry since January 11, 2008. Kamla Rafeena Ramlall is currently registered with TD Securities (usa) LLC. Previously, Kamla Rafeena Ramlall was registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated. Kamla Rafeena Ramlall holds the Series 55, Series 57TO, Series 79TO, and SIE licenses. Kamla Rafeena Ramlall is located in New York, New York.

Firm Information

Kamla Ramlall is currently registered with TD Securities (usa) LLC. TD Securities (USA) LLC is a Limited Liability Company formed in November 2004. The firm is registered in all 50 states, as well as the District of Columbia and Puerto Rico. It is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

174

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kamla Ramlall’s Registration & Firm History

NY

04/23/2012 - Present

TD Securities (usa) LLC (NEW YORK NY)

NY

01/03/2008 - 04/13/2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/19/2006

Series 55 - Limited Representative-Equity Trader Exam

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Kamla Rafeena Ramlall.
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