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Kamden Gaines

Ally Invest Advisors

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About Kamden Gaines

Kamden Gaines is a financial advisor who has been in the industry since August 2015. Currently, Kamden Gaines is a Director-Client Services with Ally Invest Advisors. Previously, Kamden Gaines worked at Vanguard Marketing Corporation in Charlotte, North Carolina. Kamden Gaines is licensed to offer investment advice in all 50 states, as well as the District of Columbia. Kamden Gaines is a Series 7, Series 24, Series 63, and Series 66 licensed advisor. Kamden Gaines specializes in providing financial planning services and portfolio management for individuals.

Firm Information

Kamden Gaines is currently registered with Ally Invest Advisors. Ally Invest Advisors, based in Charlotte, NC, is an investment advisor registered with the SEC. The firm offers financial planning and portfolio management services to individuals and high-net-worth individuals. Ally Invest Advisors manages over $1.1 billion in assets for over 70,000 clients.
Ally Invest Advisors

601 S. TRYON STREET

CHARLOTTE, NC 28202

$1.13B

Assets Under Management

Not reported

Total Clients

101

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Kamden Gaines’s Registration & Firm History

NC

11/02/2021 - Present

Ally Invest Advisors (CHARLOTTE NC)

NC

08/31/2015 - 04/26/2019

VANGUARD MARKETING CORPORATION (CHARLOTTE NC)

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Licenses & Designations

BOTH

Issued 10/21/2021

Series 66 - Uniform Combined State Law Examination

BC

Issued 09/10/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/29/2021

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/31/2015

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kamden Gaines.
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