Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kamal? Claim Your ProfileKamal Diwan is a financial professional with over 10 years of experience in the industry. Kamal is currently registered with Great Point Capital LLC and holds the Series 7, 55, 57TO, and 63 securities licenses. Kamal's professional history includes previous roles with Great Point Capital LLC and Assent LLC. Kamal is licensed to conduct business in Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
12/17/2018 - Present
Great Point Capital LLC (AUSTIN TX)
TX
07/16/2010 - 12/20/2011
GREAT POINT CAPITAL LLC (AUSTIN TX)
TX
05/22/2008 - 07/26/2010
ASSENT LLC (AUSTIN TX)
BC
Issued 02/18/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/17/2018
Series 57TO - Securities Trader Exam
BC
Issued 11/19/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/04/2008
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 05/20/2008
Series 7 - General Securities Representative Examination
Active
Inactive
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