Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kamal? Claim Your ProfileKamal Malhotra is a registered investment advisor representative with HSBC Securities (USA) Inc. located in New York, NY. Kamal has been in the industry since 2009. Kamal has a series 7, series 6, and series 63 license and has passed the SIE and series 65 exams. The advisor is registered in 53 states. Kamal also has experience with Wells Fargo Clearing Services, LLC and Citizens Securities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Provide asset alloc recommendations & based upon such recommendations 3rd party adv to manage assets pursuant to client approval
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
02/28/2024 - Present
Hsbc Securities (usa) Inc. (NEW YORK NY)
NY
06/10/2022 - 07/24/2023
WELLS FARGO CLEARING SERVICES, LLC (NEW YORK NY)
NY
02/22/2022 - 04/11/2022
CITIZENS SECURITIES, INC. (NEW YORK NY)
NY
03/24/2009 - 02/22/2022
HSBC SECURITIES (USA) INC. (NEW YORK NY)
IA
Issued 01/12/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/13/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/28/2013
Series 7 - General Securities Representative Examination
BC
Issued 03/23/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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