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Kamal Ahmed

Barclays Capital Inc.

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About Kamal Ahmed

Kamal Ahmed is an investment professional with over 25 years of experience in the financial services industry. Currently, Kamal is a registered representative with Barclays Capital Inc. Previously, Kamal was employed by Credit Suisse Securities (USA) LLC, GCA Advisors, LLC, GT Securities, Inc., Morgan Stanley & Co. Incorporated, Merrill Lynch, Pierce, Fenner & Smith Incorporated and Credit Suisse First Boston Corporation. Kamal has passed the Series 7, 63, 79TO, SIE and 24 examinations. Kamal is registered with the state of California.

Firm Information

Kamal Ahmed is currently registered with Barclays Capital Inc.. Barclays Capital Inc. is a Corporation formed on March 30, 1998 and is registered in all 50 states, as well as the District of Columbia, Puerto Rico and the Virgin Islands. The firm has a history of regulatory and civil events, with 120 regulatory disclosures and 4 civil disclosures on record.

Not reported

Assets Under Management

Not reported

Total Clients

434

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kamal Ahmed’s Registration & Firm History

CA

08/09/2021 - Present

Barclays Capital Inc. (MENLO PARK CA)

CA

09/05/2019 - 08/13/2021

CREDIT SUISSE SECURITIES (USA) LLC (San Francisco CA)

CA

05/18/2015 - 07/22/2019

GCA ADVISORS, LLC (SAN FRANCISCO CA)

CA

01/01/2013 - 05/12/2015

GT SECURITIES, INC. (SAN FRANCISCO CA)

CA

05/31/2000 - 06/21/2011

MORGAN STANLEY & CO. INCORPORATED (MENLO PARK CA)

NY

12/20/1999 - 03/28/2000

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

09/06/1994 - 05/13/1999

CREDIT SUISSE FIRST BOSTON CORPORATION (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/19/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/04/2015

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/02/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There is public disclosure for Kamal Ahmed. Review regulatory record here.
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