Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kam? Claim Your ProfileKam Wah Chin has been active in the financial industry since 2007. Kam is currently registered with ING Financial Markets LLC and holds Series 7, 24, 63, 99TO and SIE licenses. Kam's career has also included time at RBC Capital Markets Corporation, ADP Clearing & Outsourcing Services, Inc., and National Investor Services Corp. Kam is registered in the state of New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/27/2008 - Present
ING Financial Markets LLC (Brooklyn NY)
NY
06/27/2008 - 08/22/2008
RBC CAPITAL MARKETS CORPORATION (NEW YORK NY)
TX
06/08/2005 - 01/23/2006
ADP CLEARING & OUTSOURCING SERVICES, INC. (DALLAS TX)
NE
06/08/2005 - 06/15/2005
NATIONAL INVESTOR SERVICES CORP. (BELLEVUE NE)
BC
Issued 07/10/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/13/2010
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/26/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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