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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kam? Claim Your ProfileKam Lin Mata is an investment advisor representative with Morgan Stanley. Kam has been in the financial services industry since April 18, 2007. Prior to joining Morgan Stanley, Kam was an investment advisor representative with MESIROW FINANCIAL, INC. and WILLIAM BLAIR & COMPANY L.L.C. Kam has a Series 7, Series 66 and SIE license. Kam is registered to provide investment advice in 48 states and the District of Columbia. Kam specializes in providing investment advice to a range of clients, including high-net-worth individuals, insurance companies, investment companies, charitable organizations, pension and profit-sharing plans, corporations or other businesses, individuals other than high-net-worth, state or municipal government entities, and banking or thrift institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
IL
03/26/2020 - Present
Morgan Stanley (Oak Brook IL)
IL
09/12/2006 - 07/24/2012
MESIROW FINANCIAL, INC. (CHICAGO IL)
IL
09/27/2005 - 09/05/2006
WILLIAM BLAIR & COMPANY L.L.C. (CHICAGO IL)
BOTH
Issued 12/05/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/26/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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