linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Kam Kam-ying Johnston

Northwestern Mutual Investment Services, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Kam? Claim Your Profile

About Kam Kam-ying Johnston

Kam Johnston is a registered representative with Northwestern Mutual Investment Services, LLC. Kam is registered in the state of California. Kam has been in the financial services industry for over six years. They have a Series 7TO, Series 66 and SIE license. Kam is also registered with the state of Florida as a broker.

Firm Information

Kam Johnston is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998 and based in Milwaukee, Wisconsin. The firm offers investment research, referrals to other advisors, and acts as an investment advisor, providing advisory services to various client types, including individuals, corporations, and insurance companies. They are registered with the SEC and in all 50 states, boasting a large network of licensed agents, investment advisor representatives, and registered representatives. The firm has been involved in several regulatory events and one arbitration disclosure.
Northwestern Mutual Investment Services, LLC

655 W Broadway Ste 1700

SAN DIEGO, CA 92101

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

other

Referral fees

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Kam Johnston’s Registration & Firm History

CA

04/28/2023 - Present

Northwestern Mutual Investment Services, LLC (SAN DIEGO CA)

Not sure if Kam Kam-ying Johnston is right for you?

Licenses & Designations

BOTH

Issued 4/27/2023

Series 66 - Uniform Combined State Law Examination

BC

Issued 9/23/2022

SIE - Securities Industry Essentials Examination

BC

Issued 7/17/2022

Series 7TO - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kam Kam-ying Johnston.
Not sure if Kam Kam-ying Johnston is right for you?