Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kalie? Claim Your ProfileKalie Baucom is an investment advisor representative with Wells Fargo Clearing Services, LLC in FRONTENAC, MO. Kalie has been in the industry for over 14 years and has a strong track record of providing investment advice to individuals and businesses. Kalie is registered in 32 states and has a wide range of experience in financial planning, portfolio management, and investment consulting. Previously, Kalie worked for U.S. BANCORP INVESTMENTS, INC., FIFTH THIRD SECURITIES, INC., and J.P. MORGAN SECURITIES LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MO
12/22/2015 - Present
Wells Fargo Clearing Services, LLC (FRONTENAC MO)
MO
09/30/2013 - 10/30/2015
U.S. BANCORP INVESTMENTS, INC. (ELLISVILLE MO)
MO
03/22/2013 - 09/27/2013
FIFTH THIRD SECURITIES, INC. (WELDON SPRINGS MO)
CA
10/01/2012 - 01/09/2013
J.P. MORGAN SECURITIES LLC (SAN JOSE CA)
CA
04/08/2011 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (SAN JOSE CA)
NC
09/08/2008 - 09/29/2010
PRUCO SECURITIES, LLC. (CHARLOTTE NC)
IA
Issued 11/23/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/16/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/09/2015
Series 7 - General Securities Representative Examination
BC
Issued 09/05/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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