Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kalee? Claim Your ProfileKalee Jo Dawson is a financial advisor who has been in the industry since 1998. Kalee Jo Dawson is currently registered with RBC Capital Markets, LLC, a firm with more than $50 billion in assets under management. Kalee Jo Dawson has been with RBC Capital Markets, LLC since April 2017. Previously, Kalee Jo Dawson was registered with American Enterprise Investment Services Inc., Wells Fargo Securities, LLC and Wells Fargo Brokerage Services, L.L.C. Kalee Jo Dawson is licensed in Minnesota and is a registered investment advisor in the state of Minnesota. Kalee Jo Dawson holds the Series 66, Series 24, Series 52TO, SIE and Series 7 licenses. Kalee Jo Dawson specializes in providing financial advice to individuals, businesses, trusts, and foundations. Kalee Jo Dawson offers a variety of financial services, including financial planning, portfolio management, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MN
07/18/2017 - Present
RBC Capital Markets, LLC (MINNEAPOLIS MN)
MN
03/29/2011 - 04/04/2017
AMERICAN ENTERPRISE INVESTMENT SERVICES INC. (Minneapolis MN)
MN
11/06/2009 - 03/22/2011
WELLS FARGO SECURITIES, LLC (MINNEAPOLIS MN)
MN
03/04/1998 - 11/06/2009
WELLS FARGO BROKERAGE SERVICES, L.L.C. (MINNEAPOLIS MN)
BOTH
Issued 03/23/1998
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/13/2016
Series 24 - General Securities Principal Examination
BC
Issued 01/05/2024
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/02/1998
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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