Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kaleb? Claim Your ProfileKaleb Thomas is an Investment Advisor Representative, Registered Representative and Registered Principal at Fidelity Personal and Workplace Advisors. Kaleb has been in the industry for over three years and holds a Series 66, Series 7TO, Series 9 and Series 10 license. Kaleb is licensed in 53 states and the District of Columbia. Before joining Fidelity Personal and Workplace Advisors, Kaleb was a Financial Advisor at Equitable Advisors, LLC, where he worked for nearly two years. Kaleb is registered to provide financial planning, portfolio management, and other advisory services to individuals, businesses and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
UT
10/18/2022 - Present
Fidelity Personal AND Workplace Advisors (SALT LAKE CITY UT)
UT
10/23/2019 - 01/20/2021
EQUITABLE ADVISORS, LLC (SALT LAKE CITY UT)
BOTH
Issued 12/03/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/24/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/01/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/23/2019
Series 7TO - General Securities Representative Examination
BC
Issued 09/25/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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