Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kale? Claim Your ProfileKale Gordon Smith is a financial professional with over 17 years of experience in the industry. Kale is currently registered with Mutual Of America Securities LLC and has previously worked for RFS PARTNERS, JACKSON NATIONAL LIFE DISTRIBUTORS LLC, LPL FINANCIAL LLC, and AMERIPRISE FINANCIAL SERVICES, INC. Kale is licensed to sell securities in Colorado, Nebraska, Utah, and Wyoming.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
03/03/2022 - Present
Mutual OF America Securities LLC (GREENWOOD VILLAGE CO)
CO
10/01/2018 - 09/14/2021
RFS PARTNERS (DENVER CO)
CO
05/01/2012 - 06/08/2018
JACKSON NATIONAL LIFE DISTRIBUTORS LLC (DENVER CO)
CO
06/05/2009 - 04/25/2012
LPL FINANCIAL LLC (DENVER CO)
CO
03/08/2007 - 06/10/2009
AMERIPRISE FINANCIAL SERVICES, INC. (DENVER CO)
CA
11/08/2004 - 03/13/2007
WM FINANCIAL SERVICES, INC. (IRVINE CA)
BOTH
Issued 04/03/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/29/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/08/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/12/2006
Series 7 - General Securities Representative Examination
BC
Issued 11/04/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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