Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kalani? Claim Your ProfileKalani Cruz is a registered representative with Westminster Research Associates LLC, a firm based in New York, NY. Kalani has been in the securities industry since 2003. Before joining Westminster Research Associates LLC, Kalani worked at Bloomberg Tradebook LLC and BNY Convergex Execution Solutions LLC. Kalani is licensed to sell securities in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
07/16/2018 - Present
Westminster Research Associates LLC (NEW YORK NY)
NY
12/02/2009 - 07/02/2018
BLOOMBERG TRADEBOOK LLC (NEW YORK NY)
NY
05/18/2004 - 12/23/2009
BNY CONVERGEX EXECUTION SOLUTIONS LLC (NEW YORK NY)
NY
08/11/2003 - 05/17/2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 05/09/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/10/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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