Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kalan? Claim Your ProfileKalan MacGinley is a financial professional with over 17 years of experience in the financial industry. Kalan currently works at Bofa Securities, Inc. in San Francisco, California. Previously, Kalan worked for Piper Jaffray & Co., Macquarie Capital (USA) Inc., Fox-Pitt Kelton Cochran Caronia Waller (USA) LLC, and RBC Capital Markets Corporation, in San Francisco, California. Kalan is licensed to conduct securities business in California. Kalan is Series 7, Series 24, Series 63, Series 79TO and SIE licensed. Kalan has also worked in the financial industry since June 10, 2005.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Research-related services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Negotiated fees for research-related services
1
2
CA
10/07/2019 - Present
Bofa Securities, Inc. (SAN FRANCISCO CA)
CA
02/23/2016 - 09/16/2019
PIPER JAFFRAY & CO. (SAN FRANCISCO CA)
CA
12/01/2009 - 04/27/2016
MACQUARIE CAPITAL (USA) INC. (SAN FRANCISCO CA)
CA
03/31/2009 - 12/01/2009
FOX-PITT KELTON COCHRAN CARONIA WALLER (USA) LLC (SAN FRANCISCO CA)
CA
02/29/2008 - 03/27/2009
RBC CAPITAL MARKETS CORPORATION (SAN FRANCISCO CA)
CA
05/18/2005 - 02/29/2008
RBC CAPITAL MARKETS CORPORATION (SAN FRANCISCO CA)
BC
Issued 12/20/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/03/2020
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/16/2005
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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