Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kajal? Claim Your ProfileKajal Kumar is a registered representative with LPL Financial LLC and has been in the securities industry since November 1, 2012. Kajal Kumar has a Series 6, Series 63 and Series 99TO license and holds registrations in New York and South Carolina. Kajal Kumar was previously registered with HSBC Securities (USA) INC. Kajal Kumar specializes in providing investment advice to individuals, corporations or other businesses, high net worth individuals, and pension and profit-sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
SC
10/23/2023 - Present
LPL Financial LLC (FORT MILL SC)
NY
05/19/2021 - 03/25/2022
HSBC SECURITIES (USA) INC. (DEPEW NY)
NY
07/11/2012 - 07/29/2019
HSBC SECURITIES (USA) INC. (PORT WASHINGTON NY)
NY
11/05/2008 - 11/30/2011
HSBC SECURITIES (USA) INC. (MANHASSET NY)
BC
Issued 12/11/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/23/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/04/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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