Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kaiwen? Claim Your ProfileKaiwen Liu is a financial advisor in Newport Beach, California, who has been working in the industry since 2017. Currently, Kaiwen is registered with MAI Capital Management, LLC in California. Previously, Kaiwen was affiliated with Goldman Sachs & Co. LLC and Mercer Allied Company, L.P. in Irvine, California. Kaiwen has a Series 66, Series 7, Series 7TO and SIE licenses, and is also a Certified Financial Planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Due diligence/research
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Percentage of non-investment income
1
2
CA
07/19/2022 - Present
MAI Capital Management, LLC (Newport Beach CA)
CA
01/04/2021 - 05/05/2021
GOLDMAN SACHS & CO. LLC (IRVINE CA)
CA
08/07/2018 - 01/04/2021
MERCER ALLIED COMPANY, L.P. (IRVINE CA)
BOTH
Issued 09/17/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/19/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/07/2018
Series 7 - General Securities Representative Examination
Active
Inactive
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