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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kaivon? Claim Your ProfileKaivon Maknoon is an investment professional with more than 25 years of experience in the financial services industry. Kaivon is currently registered with Wells Fargo Clearing Services, LLC. Prior to joining Wells Fargo Clearing Services, LLC, Kaivon worked at NATCITY INVESTMENTS, INC. and Lincoln Financial Advisors Corporation, among others. Kaivon holds the Series 6, 7, 63, and 66 licenses. Kaivon also holds the Securities Industry Essentials (SIE) exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
01/08/2020 - Present
Wells Fargo Clearing Services, LLC (PITTSBURGH PA)
PA
02/23/1999 - 08/05/2009
NATCITY INVESTMENTS, INC. (PITTSBURGH PA)
OH
08/04/2000 - 12/31/2001
NATCITY INSURANCE SERVICES, INC. (CLEVELAND OH)
NA
09/30/1996 - 03/17/1997
INDEPENDENT FINANCIAL SECURITIES, INC.
OH
08/02/1996 - 02/28/1997
NATCITY INVESTMENTS, INC. (CLEVELAND OH)
IN
09/21/1995 - 08/27/1996
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
IN
09/21/1995 - 08/27/1996
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
NY
01/22/1992 - 09/08/1995
NEW ENGLAND SECURITIES (NEW YORK NY)
BOTH
Issued 02/27/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/27/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/22/1996
Series 7 - General Securities Representative Examination
BC
Issued 01/20/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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