Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kaitlyn? Claim Your ProfileKaitlyn Swanson is a financial professional with over 7 years of experience in the financial industry. Kaitlyn is registered with the state of New York and California. Kaitlyn is currently employed with Redi Global Technologies LLC. Kaitlyn holds Series 3, 7, 34, 55, and SIE licenses. Kaitlyn has held previous roles with INTL FCSTONE FINANCIAL INC. and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
11/14/2019 - Present
Redi Global Technologies LLC (New York NY)
NY
04/15/2016 - 09/05/2017
INTL FCSTONE FINANCIAL INC. (NEW YORK NY)
IL
07/19/2013 - 02/17/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHICAGO IL)
BC
Issued 05/15/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/05/2017
SIE - Securities Industry Essentials Examination
BC
Issued 08/19/2014
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 07/18/2013
Series 7 - General Securities Representative Examination
BC
Issued 01/11/2011
Series 34 - Retail Off-Exchange FOREX Examination
BC
Issued 09/08/2010
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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