Unclaimed
Kaitlyn Ryan Malloy is a registered representative with Paulson Investment Co. LLC. Kaitlyn has been in the financial industry since January 31, 2024. Kaitlyn is licensed to sell securities in Kentucky, Minnesota, and New York. Kaitlyn is Series 7, Series 63, and Series 79TO licensed.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
02/01/2024 - Present
Paulson Investment Co. LLC (NEW YORK NY)
BC
Issued 02/12/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/06/2024
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 02/01/2024
Series 7TO - General Securities Representative Examination
BC
Issued 12/18/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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