Unclaimed
Kaitlyn Joong is a registered representative with Citizens JMP Securities, LLC in Stamford, CT. Kaitlyn has been in the securities industry since 2021. Kaitlyn holds Series 63, 79TO and SIE licenses. Kaitlyn is registered with the states of Connecticut and North Carolina. Kaitlyn was previously registered with Citizens Capital Markets in Stamford, CT.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
08/01/2023 - Present
Citizens JMP Securities, LLC (STAMFORD CT)
CT
11/24/2021 - 08/01/2023
CITIZENS CAPITAL MARKETS (STAMFORD CT)
BC
Issued 12/23/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/24/2021
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 08/31/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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